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200 Berkeley Street, Boston, MA 02116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-08-03 |
| OH | RA | APPROVED | 2021-07-28 |
Branch Locations
200 Berkeley Street, Boston, MA 02116 • United States
Etna, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma Retirement Corporation | Washington | DC | 04/2005 | 07/2021 |
| John Hancock Distributors Llc | Boston | MA | 07/2021 | Present |
| John Hancock | Boston | MA | 07/2021 | Present |
a. OBA Name: JST3 Legacy LLC b. Investment-related? No c. OBA Address: 311 Frostview Dr, Wintersville, OH 43953 d. OBA Nature: LLC for Estate Planning e. Position, Title, or Relationship with the OBA: Secretary f. OBA Start Date: 8/24/2026 g. Approximate Number of Hours per Month Devoted to the OBA: 0 h. Number of Hours Devoted to the OBA During Securities Trading Hours: 0 i. Brief Description of Duties Related to the OBA: No day-to-day responsibilities but has access to checking accounts tied to LLC and the LLC contains rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-19 |
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