Michael Edward Stogner

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-10-29
GA	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2012-10-29
GA RA
APPROVED

Since 2009-10-23

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Atlanta	GA	01/1995	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	10/2009	Present

01/1995 → Present

Bank Of America, N.A.

Atlanta, GA
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Previous Registrations

2003-07-30 → 2009-10-23

Banc Of America Investment Services, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-09
S63	Uniform Securities Agent State Law Examination	2001-04-09

S66 Uniform Combined State Law Examination

2002-12-09
S63 Uniform Securities Agent State Law Examination

2001-04-09

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews