Arik Kermit Peterson

Current Employers

Nectarine

1650 Garnet Avenue #1090, San Diego, CA 92109 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-29
TX	RA	APPROVED	2025-01-29

CO RA
APPROVED

Since 2025-01-29
TX RA
APPROVED

Since 2025-01-29

Branch Locations

Fort Collins, CO • United States

1650 Garnet Avenue #1090, San Diego, CA 92109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Des Moines	IA	06/2016	12/2019
Principal Global Investors	Des Moines	IA	02/2015	12/2019
Nectarine	Fort Collins	CO	01/2025	Present
Retired	Fort Collins	CO	12/2019	02/2020
Dads Are Llc	Fort Collins	CO	02/2020	Present

06/2016 → 12/2019

Principal Funds Distributor, Inc.

Des Moines, IA
02/2015 → 12/2019

Principal Global Investors

Des Moines, IA
01/2025 → Present

Nectarine

Fort Collins, CO
12/2019 → 02/2020

Retired

Fort Collins, CO
02/2020 → Present

Dads Are Llc

Fort Collins, CO

Previous Registrations

2016-08-04 → 2020-01-16

Principal Asset Management

Des Moines, IA
2008-05-05 → 2015-03-19

Principal Securities, Inc.

Des Moines, IA

Other Businesses

Dads Are, LLC Not investment-related Private residence in Fort Collins, CO T-shirt/ merchandise company CEO/ Founder Start date: 02/10/2020 0 hours per month 0 hours per month during trading hours All small business owner duties

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-02
S63	Uniform Securities Agent State Law Examination	2002-04-30

S66 Uniform Combined State Law Examination

2008-05-02
S63 Uniform Securities Agent State Law Examination

2002-04-30

Designations

Other Names

Arik Kermit Peterson

View on SEC IAPD