Robert M Pendergist

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-02-14
TX	RA	APPROVED	2025-02-13

ME RA
APPROVED

Since 2025-02-14
TX RA
APPROVED

Since 2025-02-13

Branch Locations

Ellsworth, ME • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Ins Co	Manasquan	NJ	02/2001	09/2016
Park Avenue Securities Llc	Manasquan	NJ	06/2006	09/2016
Guardian Life Insurance	Wall	NJ	10/2016	08/2019
Park Avenue Securities	Wall	NJ	10/2016	08/2019
Lpl Financial, Llc	Spring Lake	NJ	10/2019	11/2022
Penkav Solutions	Tinton Falls	NJ	01/2017	10/2024
Shore Point Advisors, Llc	Brielle	NJ	07/2023	02/2025
Advisory Services Network, Llc	Atlanta	GA	02/2025	Present

02/2001 → 09/2016

Guardian Life Ins Co

Manasquan, NJ
06/2006 → 09/2016

Park Avenue Securities Llc

Manasquan, NJ
10/2016 → 08/2019

Guardian Life Insurance

Wall, NJ
10/2016 → 08/2019

Park Avenue Securities

Wall, NJ
10/2019 → 11/2022

Lpl Financial, Llc

Spring Lake, NJ
01/2017 → 10/2024

Penkav Solutions

Tinton Falls, NJ
07/2023 → 02/2025

Shore Point Advisors, Llc

Brielle, NJ
02/2025 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2023-08-31 → 2025-02-27

Shore Point Advisors, Llc

Brielle, NJ

Ellsworth, ME

Other Businesses

1. ROBERT PENDERGIST DBA NORTHERN NEW ENGLAND ASSOCIATES: INSURANCE AGENT, LIFE & DISABILITY INSURANCE SALES, START 01/2025. TIME SPENT: 2 HOURS WORKED PER MONTH, 1 HOUR WORKED DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED ACTIVITY. 2. USA Surfing: Chairman of the Board, duties are regulations for the USOPC, Standards and Guidelines of the Board of Directors. Time spent: 2 hours a week, none during trading hours; not investment related activity. 3. Pendergist Capital LLC: owner/member since 01/2025. Service company for financial practice and business expenses. Time spent: 40 hours per month, all during trading hours; not investment related activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-17
S63	Uniform Securities Agent State Law Examination	2016-03-22

S65 Uniform Investment Adviser Law Examination

2023-07-17
S63 Uniform Securities Agent State Law Examination

2016-03-22

Other Names

Robert Michael Pendergist

View on SEC IAPD