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Dave Louis James

Synovus Securities, Inc.

Atlanta, GA

Newnan, GA

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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-08
LA RA APPROVED 2024-07-18
NC RA APPROVED 2024-01-10
SC RA APPROVED 2024-01-10
FL RA APPROVED 2019-11-05
GA RA APPROVED 2018-10-01
  • VA RA
    APPROVED
    Since 2026-01-08
  • LA RA
    APPROVED
    Since 2024-07-18
  • NC RA
    APPROVED
    Since 2024-01-10
  • SC RA
    APPROVED
    Since 2024-01-10
  • FL RA
    APPROVED
    Since 2019-11-05
  • GA RA
    APPROVED
    Since 2018-10-01

Branch Locations

3400 Overton Park Dr Se, Atlanta, GA 30339 • United States

110 Jefferson St, Newnan, GA 30263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Atlanta GA 03/2011 07/2017
Bb&T Investments Charlotte NC 03/2011 07/2017
Fidelity Bank Atlanta GA 07/2017 09/2018
Synovus Bank Atlanta GA 09/2018 01/2026
Synovus Securities, Inc. Atlanta GA 09/2018 Present
Pinnacle Bank Atlanta GA 01/2026 Present
  • 03/2011 → 07/2017
    Bb&T Bank
    Atlanta, GA
  • 03/2011 → 07/2017
    Bb&T Investments
    Charlotte, NC
  • 07/2017 → 09/2018
    Fidelity Bank
    Atlanta, GA
  • 09/2018 → 01/2026
    Synovus Bank
    Atlanta, GA
  • 09/2018 → Present
    Synovus Securities, Inc.
    Atlanta, GA
  • 01/2026 → Present
    Pinnacle Bank
    Atlanta, GA
Previous Registrations
  • 2011-03-10 → 2017-07-13
    Bb&T Investment Services, Inc.
    Atlanta, GA
    Charlotte, NC
    Atlanta, GA
  • 2003-11-18 → 2009-11-16
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2003-07-30 → 2003-10-17
    Banc Of America Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-19
S63 Uniform Securities Agent State Law Examination 2001-05-29
  • S66 Uniform Combined State Law Examination
    2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    2001-05-29
Other Names
  • Dave James

View on SEC IAPD

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