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Steven Roy

Wells Fargo Clearing Services, LLC

Boise, ID

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-11
  • ID RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-11

Branch Locations

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Boise ID 06/2012 06/2026
J.P. Morgan Securities Llc Boise ID 06/2012 06/2026
Wells Fargo Clearing Services, Llc Boise ID 06/2026 Present
Previous Registrations
  • 2012-10-01 → 2026-06-12
    J.P. Morgan Securities Llc
    Meridian, ID
    Boise, ID
    Boise, ID
    Boise, ID
    Boise, ID
    Boise, ID
    Boise, ID
    Boise, ID
    Ontario, OR
    Boise, ID
    Caldwell, ID
    Nampa, ID
    Ontario, OR
    Meridian, ID
  • 2012-05-31 → 2012-10-01
    Chase Investment Services Corp.
    Boise, ID
    Boise, ID
    Boise, ID
    Boise, ID
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
S63 Uniform Securities Agent State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2012-05-24
  • S63 Uniform Securities Agent State Law Examination
    2003-07-25
Other Names
  • Steven Nolan Roy
  • Steve Roy

View on SEC IAPD

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