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John William Daniel

New York Life Investment Management LLC

Atlanta, GA

New York, NY

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-09
  • GA RA
    APPROVED
    Since 2024-01-09

Branch Locations

Atlanta, GA • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeworth Distributors Llc Atlanta GA 02/2014 06/2017
Ridgeworth Capital Management Inc. Atlanta GA 02/2014 06/2017
Vp Distributors Llc Atlanta GA 06/2017 12/2018
Vp Distributors Llc Atlanta GA 06/2017 12/2018
Invesco Atlanta GA 09/2019 01/2024
Alger Atlanta GA 01/2019 08/2019
New York Life Investments Atlanta GA 01/2024 Present
  • 02/2014 → 06/2017
    Ridgeworth Distributors Llc
    Atlanta, GA
  • 02/2014 → 06/2017
    Ridgeworth Capital Management Inc.
    Atlanta, GA
  • 06/2017 → 12/2018
    Vp Distributors Llc
    Atlanta, GA
  • 06/2017 → 12/2018
    Vp Distributors Llc
    Atlanta, GA
  • 09/2019 → 01/2024
    Invesco
    Atlanta, GA
  • 01/2019 → 08/2019
    Alger
    Atlanta, GA
  • 01/2024 → Present
    New York Life Investments
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-05
  • S66 Uniform Combined State Law Examination
    2013-11-05
Other Names
  • John William Daniel
  • John W Daniel

View on SEC IAPD

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