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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2017-04-07
TX RA APPROVED 2017-04-07
  • OR RA
    APPROVED
    Since 2017-04-07
  • TX RA
    APPROVED
    Since 2017-04-07

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Portland OR 03/2008 04/2017
R W Baird Portland OR 04/2017 Present
  • 03/2008 → 04/2017
    Rbc Capital Markets Corporation
    Portland, OR
  • 04/2017 → Present
    R W Baird
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-10
  • S66 Uniform Combined State Law Examination
    2001-04-10

View on SEC IAPD

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