Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-12-21
  • CA RA
    APPROVED
    Since 2016-12-21

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 03/2006 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 12/2016 Present
Bank Of America, N.A. Los Angeles CA 12/2016 Present
Previous Registrations
  • 2006-04-17 → 2016-12-15
    San Francisco, CA
    Los Angeles, CA
    New York, NY
  • 2003-01-02 → 2006-04-03
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
Other Businesses

I*101048 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT PROPERTY INVESTMENT RELATED: YES ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90049 NATURE OF BUSINESS: TRUST POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 6/28/13 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY I*101049 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90291 NATURE OF BUSINESS: TRUST POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/1/16 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY I*101047 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LLC INVESTMENT RELATED: YES ADDRESS OF BUSINESS: CULVER CITY, CALIFORNIA 90232 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 12/17/15 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT RE I*101050 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90291 NATURE OF BUSINESS: TRUST POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/20/13 NUMBER OF HOURS DEVOTED: 4 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY Women's Leadership Council: not for profit, women's group raising funds for the Fulfillment Fund (also a not for profit) LA CA 90025, director/board member since 2010, 4 hours per month, no duties Current not for profit board membership I*101056 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALESSANDRO & ARLINGTON SELF STORAGE LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90049 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 12/7/07 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RE INVESTMENT I*110617 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EMTEENEST LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CULVER CITY, CALIFORNIA 90232 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/23/2003 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RE INVESTMENTS HELD UNDER THE LLC I*2082291, Entity Type, Entity Charitable, Name of OBA: Everychild Foundation, Address: Pacific Palisades, CA, 90272, Investment Related: No, Position, Title, Association: Committee (Grant Screening), Employee Start Date: 11/11/2024, No Hours: 20hrs/Ann, No Hours during trading: 0, Duties: This is an LA based giving circle where the members vote on a charity to provide an annual grant. I*: 2123293 Entity Type: Charitable Name of OBA: The Washington Institute for Near East policy Address: Washington, DC 20036 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 15 hrs annually Number of Hours: 10 hrs annually Number of Hours during trading: Duties: Understanding foreign affairs, no responsibilities I*: 2606319 Entity Type: HOA, Freehold, Co-Op Name of OBA: Sunset Mesa Property Owners Association Architectural Commitee Address: Malibu, CA 90265 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 07/13/2025 Number of Hours: 6 hrs mthly Number of Hours during trading: 0 Duties: Has homeowners adhere to the design rules in the CC&Rs. I*2609283, Entity Type: Entity For Profit, Name of OBA: 1441 C D, llc, Address: LA, California, 90049, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 07/09/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: my kids manage so none, to own my rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-27
S63 Uniform Securities Agent State Law Examination 2001-05-11
  • S66 Uniform Combined State Law Examination
    2002-12-27
  • S63 Uniform Securities Agent State Law Examination
    2001-05-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor