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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| TN | RA | APPROVED | 2015-09-09 |
| KY | RA | APPROVED | 2009-02-24 |
Branch Locations
6100 Tower Circle Suite 100, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Louisville | KY | 07/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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