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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-01-16 |
| ID | RA | APPROVED | 2012-04-05 |
| TX | RA | APPROVED | 2012-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Filer | ID | 04/2012 | Present |
1. 4/3/2012: DBA ONLY - KIMBALL WEALTH MANAGEMENT - FILER, ID. 2. 4/12/2012: REAL ESTATE RENTAL - RENTAL FARM LOCATED IN AT 1825 EAST 3700 NORTH, BUHL, ID 83316. - TIME SPENT 1%. 3. 12/18/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/23/2020 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-19 |
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