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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

2945 Townsgate Rd Suite 200, Westlake Village, CA 91361 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

2201 Spinks Rd #242, Flower Mound, TX 75022 • United States

2829 Townsgate Rd Suite 315, Westlake Village, CA 91361 • United States

5049 Edwards Ranch Road Floor 4, Fort Worth, TX 76109 • United States

21250 Hawthorne Blvd Suite 540, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Insurance - Blair Van Buren Calabasas CA 08/2003 Present
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
Arbor Point Advisors Westlake Village CA 04/2016 11/2024
Securities America Inc Westlake Village CA 04/2016 06/2024
Securities America Advisors Westlake Village CA 04/2016 06/2024
  • 08/2003 → Present
    Independent Insurance - Blair Van Buren
    Calabasas, CA
  • 06/2024 → Present
    Torrance, CA
  • 06/2024 → Present
    Torrance, CA
  • 11/2024 → Present
    Atlanta, GA
  • 04/2016 → 11/2024
    Arbor Point Advisors
    Westlake Village, CA
  • 04/2016 → 06/2024
    Securities America Inc
    Westlake Village, CA
  • 04/2016 → 06/2024
    Securities America Advisors
    Westlake Village, CA
Previous Registrations
  • 2016-04-25 → 2024-11-08
    Arbor Point Advisors
    Westlake Village, CA
    Torrance, CA
    Torrance, CA
  • 2016-04-25 → 2024-06-14
    Securities America Advisors, Inc.
    Westlake Village, CA
    Torrance, CA
    Torrance, CA
  • 2013-04-23 → 2016-04-26
    American Financial Network Advisory Services, Llc
    Los Angeles, CA
  • 2004-10-25 → 2014-09-23
    Securities America Advisors, Inc.
    Westlake Village, CA
    Calabasas, CA
  • 2003-02-19 → 2004-10-22
    National Planning Corporation
    Westlake Village, CA
Other Businesses

1. RENTAL PROPERTIES POSITION: Joint Owner NATURE: Own & Manage Rental Properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2011 ADDRESS: 34 Cinnamon Lane, Rancho Palos Verdes CA 90275 DESCRIPTION: Own and manage rental properties with my wife, dad, and step-mom 2. RISK MANAGEMENT & INSURANCE SERVICES POSITION: insurance & annuity sales and service NATURE: Fixed insurance and annuity business: life, LTC, & DI, and fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2004 ADDRESS: 2945 Townsgate Road, Suite 200, Westlake Village CA 91361 DESCRIPTION: Fixed insurance and annuity business for clients: life, LTC, & DI, and fixed annuities 3. SABRE FINANCIAL SERVICES, LLC POSITION: Member; President NATURE: Operating Entity INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/25/2016 ADDRESS: 2945 Townsgate Road, Suite 200, Westlake Village CA 91361 DESCRIPTION: Operating Entity 4. THE ELKS LODGE POSITION: member NATURE: The Elks Lodge - social club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 1748 Cumbre Drive, San Pedro CA 90732 DESCRIPTION: member 5. SABRE FINANCIAL SERVICES, LLC POSITION: Managing Member NATURE: SABRE Financial Services, LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 2829 Townsgate Toad, Suite 315, Westlake Village CA 91361, United States DESCRIPTION: Sub-lease of previous address of our registered branch location starting 05/01/2025 6. SABRE FINANCIAL SERVICES, LLC POSITION: Managing Member; President NATURE: Operating Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/25/2016 ADDRESS: 2829 Townsgate Road, Suite 315, Westlake Village CA 91361, United States DESCRIPTION: We use the LLC as our operating entity. The name is used as a DBA name for our securities business of which I assist people with their financial planning, retirement planning and all securities related business. I give advice/recommendations/execution of securities to my clients. 7. RISK MANAGEMENT & INSURANCE SERVICES POSITION: insurance & annuity sales and service NATURE: Fixed insurance and annuity business: life, LTC, & DI, and fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2004 ADDRESS: 2829 Townsgate Road, Suite 315, Westlake Village CA 91361, United States DESCRIPTION: Fixed insurance and annuity business for clients: life, LTC, & DI, and fixed annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2001-08-03

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