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Current Employers
Southern Investment Management Collective Llc

Chapel Hill, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-27
  • NC RA
    APPROVED
    Since 2023-06-27

Branch Locations

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old Peak Finance Chapel Hill NC 06/2016 06/2019
Mutual Advisors, Llc. Casper WY 06/2019 06/2023
Southern Investment Management Collective Llc Chapel Hill NC 03/2023 Present
Previous Registrations
  • 2019-06-14 → 2023-06-26
    Chapel Hill, NC
  • 2016-06-10 → 2019-06-17
    Chapel Hill, NC
  • 2009-09-15 → 2012-11-16
    Pri Investments, Inc.
    Chapel Hill, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-01
  • S63 Uniform Securities Agent State Law Examination
    2013-02-01
Designations
Other Names
  • Kent J Fisher
  • Kent Jameson Fisher

View on SEC IAPD

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