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190 Carondelet Plaza Suite 1300, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-11-15 |
| TX | RA | APPROVED_RES | 2017-11-09 |
| OR | RA | APPROVED | 2017-11-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 10/2017 |
| Acr Alpine Capital Research, Llc | Canby | OR | 10/2017 | Present |
| Imst Distributors, Llc | Canby | OR | 11/2017 | Present |
1) ACR Alpine Capital Research, LLC; Investment Related; Canby, OR; Investment; Managing Director - Client Relationships; Wholesale Alpine's investment products to FINRA registered representatives, RIAs and IARs; Start Date 10/9/2014; 200 Hours Per Month, 120 During Trading Hours. 2) Taggart rental property; Canby, OR; Investment Related - No; Started 04/2023; Rental Property; Joint owner; 1 hour per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-14 |
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