Michael Richard Hostick

Current Employers

Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-15

TX RA
APPROVED

Since 2026-07-15

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

3103 Bee Cave Road Suite 104, Austin, TX 78746 • United States

Live Oak Investment Partners

3103 Bee Cave Road Suite 104, Austin, TX 78746-5523 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-10-14
FL	RA	APPROVED	2025-09-29
CA	RA	APPROVED	2025-08-27
CO	RA	APPROVED	2025-08-26
TX	RA	APPROVED	2019-07-02

GA RA
APPROVED

Since 2025-10-14
FL RA
APPROVED

Since 2025-09-29
CA RA
APPROVED

Since 2025-08-27
CO RA
APPROVED

Since 2025-08-26
TX RA
APPROVED

Since 2019-07-02

Branch Locations

West Lake Hills, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Austin	TX	01/2015	10/2019
Cantella & Co., Inc.	Malden	MA	10/2019	11/2022
Live Oak Investment Partners	Austin	TX	07/2019	07/2026
Kovack Securities, Inc.	Fort Lauderdale	FL	11/2022	07/2026
Dfpg Investments, Llc	Sandy	UT	07/2026	Present
Diversify Advisory Services, Llc	Sandy	UT	07/2026	Present

01/2015 → 10/2019

Raymond James & Associates, Inc.

Austin, TX
10/2019 → 11/2022

Cantella & Co., Inc.

Malden, MA
07/2019 → 07/2026

Live Oak Investment Partners

Austin, TX
11/2022 → 07/2026

Kovack Securities, Inc.

Fort Lauderdale, FL
07/2026 → Present

Dfpg Investments, Llc

Sandy, UT
07/2026 → Present

Diversify Advisory Services, Llc

Sandy, UT

Previous Registrations

2015-01-05 → 2019-10-01

Raymond James & Associates, Inc.

Austin, TX

Austin, TX
2010-03-15 → 2015-01-20

Oppenheimer & Co. Inc.

Austin, TX
2009-01-28 → 2010-03-16

Hilltop Securities Inc.

Austin, TX

Other Businesses

1) DBA - LIVE OAK INVESTMENT PARTNERS, LLC - 3103 BEE CAVE ROAD, SUITE 104, AUSTIN, TX 78746; INVESTMENT RELATED; MANAGE CLIENT INVESTMENTS AND FINANCIAL PLANNING; PORTFOLIO MANAGER AND FOUNDER; 100% OF TIME SPENT. 2) TEXAS INSURANCE LICENSE - 3103 BEE CAVE ROAD, SUITE 104, AUSTIN, TX 78746; INVESTMENT RELATED; ANNUITY AND LIFE INSURANCE SALES; INSURANCE AGENT; LESS THAN 1% OF TIME SPENT. 3) M3C HAPPY PLACE, LLC - 127 SWEET BAY STREET, PORT ARKANSAS, TX 78373; INVESTMENT RELATED; REAL ESTATE; OWNER; LESS THAN 1% OF TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-20
S63	Uniform Securities Agent State Law Examination	2001-09-26

S65 Uniform Investment Adviser Law Examination

2009-01-20
S63 Uniform Securities Agent State Law Examination

2001-09-26

Other Names

Mike Hostick
Michael Richard Hostick
Michael Richard Hostick

View on SEC IAPD