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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-12 |
| UT | RA | APPROVED | 2019-06-27 |
Branch Locations
437 S. Bluff St,Ste 301, St George, UT 84770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | South Jordan | UT | 02/2003 | 06/2019 |
| Mml Investors Services, Inc. | South Jordan | UT | 02/2003 | 06/2019 |
| Lpl Financial, Llc | South Jordan | UT | 06/2019 | Present |
1. 01/01/2001 - PRIVATE WEALTH MANAGEMENT LLC/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 40%/ SOUTH JORDAN, UT 2. 06/27/2019 - VITALITY WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SOUTH JORDAN, UT 3. 09/01/2023 - Gro Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 15 Hours per Month/ 12 Hours During Securities Trading 4. 09/12/2024 - The Insurance Box - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/03/2022 - 15 Hours Per Month/ 1 Hour during Trading 5. 10/02/2024 - Paradigm Life - Other - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Start Date 05/15/2020 - 1 Hour Per Month/ 0 Hours During Trading 6. 11/26/2024 - Hallows Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/02/2024 - 25 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-24 |
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