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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-17
NY RA APPROVED 2021-07-12
NC RA APPROVED 2019-02-14
MA RA APPROVED 2018-04-23
OR RA APPROVED 2017-05-01
UT RA APPROVED 2016-03-28
MD RA APPROVED 2013-08-14
NV RA APPROVED 2011-08-23
TX RA APPROVED_RES 2010-05-07
CA RA APPROVED 2009-07-06
  • VA RA
    APPROVED
    Since 2026-07-17
  • NY RA
    APPROVED
    Since 2021-07-12
  • NC RA
    APPROVED
    Since 2019-02-14
  • MA RA
    APPROVED
    Since 2018-04-23
  • OR RA
    APPROVED
    Since 2017-05-01
  • UT RA
    APPROVED
    Since 2016-03-28
  • MD RA
    APPROVED
    Since 2013-08-14
  • NV RA
    APPROVED
    Since 2011-08-23
  • TX RA
    APPROVED_RES
    Since 2010-05-07
  • CA RA
    APPROVED
    Since 2009-07-06

Branch Locations

Irvine, CA • United States

15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Pasadena CA 04/2013 Present
Hsbc Bank Usa, N.A. Pasadena CA 08/2016 Present
Previous Registrations
  • 2005-09-30 → 2009-03-26
    Banc Of America Investment Services, Inc.
    La Habra, CA
    Whittier, CA
    Whittier, CA
    Pasadena, CA
  • 2002-02-13 → 2005-08-29
    Morgan Stanley Dw Inc.
    Santa Ana, CA
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-07
  • S66 Uniform Combined State Law Examination
    2001-07-07
Other Names
  • Anil Patel
  • Anil Patel

View on SEC IAPD

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