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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-09 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2000 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 02/2018 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 10/2023 | 12/2025 |
| Lpl Enterprise Llc | Melville | NY | 02/2026 | Present |
1. 02/02/2026 - Romina Marion, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Wantagh, NY - Inv Related - OBA Start Date: 01/27/2026 - 160Hour(s)/Month - 160 Hour(s) During Trading 2. 02/02/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Wantagh, NY - Inv Related - OBA Start Date: 01/27/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 02/02/2026 - Romina and Joseph Marion -Real Estate Rental - Elmont, NY - Inv Related - OBA Start Date: 02/24/2005 - 24Hour(s)/Month - 0 Hour(s) During Trading 4. 02/02/2026 - Romina and Joseph Marion - Real Estate Rental - Wantagh NY - Inv Related - OBA Start Date: 03/09/2022 - 24 Hour(s)/Month - 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-20 |
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