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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-28
MN RA APPROVED 2014-01-31
  • TX RA
    APPROVED_RES
    Since 2017-06-28
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

Carver, MN • United States

7650 Edinborough Way Ste 225, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomington MN 09/2005 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Lot 3, Block 2 Harmony Hills Drive, , Alexandria, MN, 56308; Not Investment-Related; 06/12/2023. Business Ownership; SPWG LLC; General bill pay and checkbook balancing; This LLC is used for expense tracking, management and bill payment Summit Private Wealth Group.; 7650 Edinborough WaySte 225Edina, MN 55435, ,; Not Investment-Related; 02/20/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Team Four; None; Entity for operating expenses; 7650 Edinborough Way Ste 225Edina, MN 55435, ,; Not Investment-Related; 11/12/2018; 1 to 9 hours per month; 0 during trading hours / Team THT; Co-owner; Expense tracking and management of finances for Matthew Greer, Thomas Luxem and David Olson.; 7650 Edinborough Way, Ste 225, Edina, MN, 55435; Not Investment-Related; 09/05/2023; 1 to 9 hours per month; 0 during trading hours / Smokin' Pit Patriots; CEO, run and promote the business.; This is a new start up business intent on winning BBQ competitions and catering small gatherings.; 1175 Mount Hope Road, , Carver, MN, 55315; Not Investment-Related; 06/28/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Pinnacle Tax Solutions LLC; Minority owner only.; Tax Preparation; 7650 Edinborough Way, Ste 225, , Edina, MN, 55435; Not Investment-Related; 05/18/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Kansas City Barbeque Society Foundation; Board Member; 2519 Madison Ave. Ste 100, , Kansas City, MO, 64108; Not Investment-Related; 09/14/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-21
  • S66 Uniform Combined State Law Examination
    2001-04-21

View on SEC IAPD

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