Michael Paul Sherman

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2020-10-28

VT RA
APPROVED

Since 2020-10-28

Branch Locations

Dorset, VT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	01/2016	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2020	Present

01/2016 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2020 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1.CARPENTER, DORSET, VT, 4/2008 BUILDING AND SELLING WOODEN FURNITURE. NIR - 4/WK - 0/TRADING. 2. INDEPENDENT INSURANCE AGENT, MANCHESTER, VT, 11/2018. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-0/YR-0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 10/28/20

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-23
S63	Uniform Securities Agent State Law Examination	2002-06-12

S66 Uniform Combined State Law Examination

2020-10-23
S63 Uniform Securities Agent State Law Examination

2002-06-12