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3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-28 |
Branch Locations
10643 Kettering Drive Suite 114, Charlotte, NC 28226 • United States
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gold Leaf Productions, Inc. | Charlotte | NC | 03/1989 | Present |
| Centaurus Financial Inc. | Anaheim | CA | 01/2016 | 12/2017 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2018 | Present |
| Spc | Ann Arbor | MI | 01/2018 | Present |
1. GOLD LEAF FINANCIAL, Investment Related, 10643 Kettering Drive, Ste #114, Charlotte, NC 28226, DBA, Owner, Since 8/25/2014. Sell securities products and services offered through SFC and SPC. 2. FINRA DR, INVESTMENT RELATED, 10643 KETTERING DRIVE, SUITE #114, CHARLOTTE, NC 28226, ACT AS AN ARBITRATOR ON CASES THAT APPEAR BEFORE FINRA, ARBITRATOR, SINCE 4/12/2007, ARBITRATION HEARINGS AND CONFERENCE CALLS. MEDIATOR, NON-INVESTMENT RELATED, 10643 KETTERING DRIVE, SUITE #114, CHARLOTTE, NC 28226, MEDIATION AND DISPUTE RESOLUTION, MEDIATOR, SINCE 10/1/2009, HELP PEOPLE FIND THEIR OWN SOLUTION TO DISPUTES VIA MEDIATION. 3. GOLD LEAF PRODUCTIONS, INC., NON-INVESTMENT RELATED, 10643 KETTERING DRIVE, SUITE #114, CHARLOTTE, NC 28226, MUSIC PUBLISHING AND CONSULTING, PRESIDENT, SINCE 3/1989, ADMINISTRATIVE AND CONSULTING AND MANAGE PUBLISHING ROYALTIES. 4. NON-VARIABLE INSURANCE SALES, INVESTMENT RELATED, 10643 KETTERING DRIVE, SUITE #114, CHARLOTTE, NC 28226, LIFE, HEALTH AND ANNUITY LICENSED AGENT, SINCE 3/2001, DEVOTED TIME LESS THAN AN HOUR A MONTH, ACCOUNT EVALUATION AND FINANCIAL ASSESSMENT REGARDING LIFE INSURANCE. 5. Sale of Medicare and long term care insurance products. Start date: 9/9/19, approx. 1-2 hrs/mo. 6. Charlotte Southern Lions Club - Board member. Duties include recruiting new members and raising funds for the organization. Start date: 3/14/17, served as President from June 2018 through June 2022. Approx. 3 hrs/mo, none during mkt hrs. INV REL: N 7. President and Chairman - Charlotte Southern Lions Foundation, Inc. The Foundation will raise funds primarily for the benefit of the blind, the visually impaired and the homeless; as well as other charitable causes. Start date: 9/1/24, approx. 1 hr/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-15 |
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