Dustin Daniel Mundorf

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-06-06

TX RA
APPROVED

Since 2016-06-06

Branch Locations

1067 Fm 306, Suite 301, New Braunfels, TX 78130 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Insurance Agent	San Marcos	TX	07/2002	Present
Dustin Mundorf, Inc.	San Marcos	TX	04/2008	Present

07/2002 → Present

Independent Insurance Agent

San Marcos, TX
04/2008 → Present

Dustin Mundorf, Inc.

San Marcos, TX

Previous Registrations

2005-06-29 → 2008-02-05

Planmember Securities Corporation

Wichita, KS

Wichita, KS

Austin, TX

Other Businesses

DUSTIN MUNDORF INC. (102 Wonder World Dr., No. 304-176, San Marcos, TX 78666), Administration as President and insurance sales. All commissions as an independent agent are assigned to this entity for tax/record keeping purposes. Relationship started 4/2008. Approximately 80 hrs/mo. devoted to business; approximately 40 hrs/mo. during trading hours. Invest in Heart; not investment related; 1067 FM 306, ste.301, New Braunfels, TX 78130; President; 3/18/26; 10 hrs/month; Primarily helps to produce an annual gala to benefit the Texas Children's Heart Center

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-16
S63	Uniform Securities Agent State Law Examination	2003-04-23

S65 Uniform Investment Adviser Law Examination

2016-05-16
S63 Uniform Securities Agent State Law Examination

2003-04-23

View on SEC IAPD