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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-21 |
Branch Locations
1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States
Saint Cloud, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Order Of Saint Benedict | Collegeville | MN | 08/2012 | 05/2025 |
| Rbc Capital Markets, Llc | St. Cloud | MN | 05/2025 | Present |
(1) Single family home rental (owner). 400 2nd Street South, Sauk Rapids, MN 56379 (2) NAME OF ENTITY: Mexican Village Restaurant ADDRESS: 509 W St Germain, Saint Cloud, Minnesota 56301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 01, 2026 CAPACITY: Other DUTIES: General restaurant work (serving, dishes, cooking, cleaning) on an occasional basis. HOURS DEVOTED PER MONTH: 0-10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Catholic Community Schools ADDRESS: 207 7th Avenue North, Saint Cloud, Minnesota 56303 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: November 1, 2025 CAPACITY: 03/11/2026 - the School has asked me to consider a board position beginning July 1, 2026. This can be a non-voting position, which is what I would request. I told them I would consider it IF pre-approved, which is what I am requesting. If it is not okay, I'll remain on the Finance Committee only. Act as a volunteer on the finance committee (not paid, not Board member) based on my experience with non-profit accounting. The committee brings ideas, suggestions, etc. to the Board for approval. I will not be a voting member. There are no related RBC, and I will not be giving investment advice. My daughter attends this school. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-21 |
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