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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-07 |
| WA | RA | APPROVED | 2012-01-06 |
Branch Locations
355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Renton | WA | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Renton | WA | 01/2012 | Present |
| Safe Harbor Health Insurance Services, Inc | Renton | WA | 09/2012 | Present |
| Blue Gem Llc | Renton | WA | 08/2014 | Present |
| Rental Property | Newcastle | WA | 11/2014 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 11/2014 | 01/2022 |
| Seattle New Chinese Immigrants Center | Renton | WA | 05/2015 | 03/2017 |
| Scnic Llc | Bellevue | WA | 06/2017 | Present |
| 6802 Llc | Renton | WA | 02/2019 | Present |
| The Lodge Llc | Renton | WA | 04/2019 | Present |
| 6666 Llc | Renton | WA | 02/2019 | Present |
| 6620 Llc | Renton | WA | 07/2022 | Present |
| Rental Property (1) | Renton | WA | 10/2022 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc 1)SAFE HARBOR HEALTH INS SERVICES, INC, 1800 NE 44TH ST STE 205 RENTON WA, 9/25/2012, OFFICER AND PRODUCER, OWNER AND PRESIDENT, 40 HOURS/MO 2)BLUE GEM LLC; NOT INV-REL; 1122 N 41ST PL, RENTON, WA; PASS THROUGH FOR WFG BUSINESS, SO I CAN PAYROLL MY OFFICE STAFF AND BUSINESS EXPENSES; OWNER; 8/2014; 0 HRS/MO, OWNER 3)RENTAL PROPERTY; NOT INV- REL; 6666 LAKE WASHINGTON BLVD SE, NEWCASTLE WA; RENTAL; JOINT OWNER; 11/2014; 0 HRS/MO; NO DUTIES SCNIC LLC / Investment Related: Yes / 355 118th Ave SE #100 Bellevue, WA 98005 / Partial ownership: Pay mortgage, might collect rent from tenants. 6802 LLC / emp dates: 0219 TO PRESENT/ INVESTMENT RELATED: YES /address: 1122 N 41ST PL RENTON, WA 98056/ position: PARTNER/ nature of business: REAL ESTATE HOLDING, AND AIR B AND B/hrs work monthly: 2/Sec trading hrs: 0/ duties: PAY THE MORTGAGE AND WORK WITH PROPERTY MANAGER The Lodge LLC / 0419-Present / Investment Related: Yes / Renton WA 98056 / Position / Rental Property/ Hrs. Work Monthly:0 / Sec Trading Hrs.:0 / supervision. 6666 LLC/ 0219-Present / Investment Related: Yes / Renton, WA 95056 / Owner and manager/ Rental Property/ Hrs. Work Monthly:0 / Sec Trading Hrs.:0 / supervision. 6620 LLC/ 0722-Present / Investment Related: Yes / Renton, WA 95056 / Owner and manager/ Rental Property/ Hrs. Work Monthly:0 / Sec Trading Hrs.:0 / supervision. Rental Property (1)/ 1022-Present/ Investment Related: Yes / Renton, WA 95056 / Owner and manager/ Rental Property/ Hrs. Work Monthly:0 / Sec Trading Hrs.:0 / Supervision; rental management company is VACASA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-02 |
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