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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-21
OK RA APPROVED 2020-03-16
LA RA APPROVED 2020-03-13
FL RA APPROVED 2019-02-06
GA RA APPROVED 2018-05-16
TX RA APPROVED 2018-05-11
  • NY RA
    APPROVED
    Since 2022-04-21
  • OK RA
    APPROVED
    Since 2020-03-16
  • LA RA
    APPROVED
    Since 2020-03-13
  • FL RA
    APPROVED
    Since 2019-02-06
  • GA RA
    APPROVED
    Since 2018-05-16
  • TX RA
    APPROVED
    Since 2018-05-11

Branch Locations

3424 Peachtree Rd Ne Floor 06, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/1990 05/2018
Bank Of America, N.A. Atlanta GA 05/1990 05/2018
Jp Morgan Chase Bank, N.A. Atlanta GA 05/2018 07/2025
J.P. Morgan Securities Llc Atlanta GA 05/2018 Present
Previous Registrations
Other Businesses

Entity Name: Georgia State University Foundation Board Investment related: Yes "Address: Georgia State University Foundation P.O. Box 2668 Atlanta, GA 30301-2668 https://netcommunity.gsu.edu/intranet-home" Nature of the other business: Foundation Position/Title/Relationship: Board Member Start Date: 01/02/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Supports GSU in achieving its mission through the identification, cultivation, solicitation and stewardship of gifts, and by collaborating and advising on activities for the benefit of the university. Not similar to my role and no JPMC connection. Requesting to serve on the Investment Committee. Entity Name: Fox Theatre Investment related: Yes "Address: 660 Peachtree St Atlanta, GA 30308 https://www.foxtheatre.org/" Nature of the other business: Performing Arts Position/Title/Relationship: Board Member Start Date: 01/02/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Historic Theatre/ Performing Arts venue. Committee Service to include Finance and Investment Committee. not similar to my role at JPMC and no connection to JPMC. Currently approved to serve on the Board. Requesting approval to serve as a member of the Finance and Investment committee. Entity Name: Fox Theatre, Inc. Investment related: Y Address: 660 Peachtree St NE Atlanta, GA 30308 Nature of the other business: Arts/Theatre organization Position/Title/Relationship: Member of the Board of Directors Start Date: 01/11/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Duties of Board members include providing strategic advisory and operational support to the leadership and staff of the Fox Theatre. The mission of the Board is to protect and preserve the historic theatre and to be an ambassador for the organization in the community. ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: GEORGIA STATE UNIVERSITY- J. MACK ROBINSON COLLEGE OF BUSINESS POSITION: ADVISORY BOARD CHAIRMAN START DATE: 7/1/2019 ADDRESS: 35 Atlanta, GA DETAILS: 2 YEAR TERM. PROVIDE SUPPORT TO THE GEORGIA STATE UNIVERSITY ROBINSON COLLEGE OF BUSINESS THROUGH ADVOCACY, COUNSEL, STRATEGIC SUPPORT, MENTORING, STUDENT ENGAGEMENT AND FINANCIAL GIVING. INVESTMENT RELATED: HOURS DEDICATED (per month unless otherwise indicated): 2 BOARD MEETINGS PER YEAR, QUARTERLY EVENTS (DURING NON-TRADING HOURS) HOURS DURING TRADING: 16 HOURS ANNUALLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-31
S63 Uniform Securities Agent State Law Examination 2001-03-21
  • S66 Uniform Combined State Law Examination
    2015-07-31
  • S63 Uniform Securities Agent State Law Examination
    2001-03-21
Other Names
  • Mark Clifford Adams
  • Mark C Adams

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