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3390 Asbury Road, Dubuque, IA 52002-2801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2004-06-30 |
Branch Locations
2345 Jfk Road, Dubuque, IA 52002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Honkamp Krueger & Co. | Dubuque | IA | 06/1982 | 12/2022 |
| Avantax Planning Partners, Inc. | Dubuque | IA | 06/2004 | Present |
(1)President and Managing Partner of Honkamp Krueger & Co. P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 1996. I work approximately 160 hours a month. I provide services typical of public accounting, which might include tax preparation and planning services, business consulting services, and bookkeeping services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 1996. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (3) I am a Board Member and Shareholder of Addoco, Inc., a local manufacturer located in Peosta, IA. I have been a shareholder and board member since 2019. I devote approximately 1-5 hours a month to this activity, primarily during non-securities trading hours. I attend periodic board meetings. My participation is not securities-related or investment-related. (3) Board Member for the Catholic Charities Foundation, a not-for-profit entity located in Dubuque, IA. I have been a board member since 2019. I devote approximately 1-5 hours a month to this activity, primarily during non-securities trading hours. I attend periodic board meetings. My participation is not securities-related or investment-related. (5) I am a Board Member and Board Treasurer for the Dubuque Boys & Girls Club. This activity is not investment-related. It is located at 1299 Locust Street, Dubuque, IA 52001. I have participated in this activity since 2010. I handle the finances including paying bills and depositing donations received. I devote approximately 1-5 hours per month to this activity, mostly during non-securities trading hours. (4) HP INVESTMENTS OF AMERICA, INC. POSITION: Shareholder NATURE: HP Investments of America, Inc.? is a startup company providing payroll services. It does not have any investment related activities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/16/2023 ADDRESS: 2477 JFK Road, Dubuque IA 52002, United States DESCRIPTION: Shareholder
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