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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-29 |
| OH | RA | APPROVED | 2009-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Securities Financial Network, Llc (11025) | Dublin | OH | 04/2009 | Present |
WEST GRAND LLC, INV RELATED, 50% OWNERSHIP, START DATE 08/28/2009; 4 HOURS PER MONNTH; 0 HOURS DURING TRADING HOURS; MANAGE RESIDENTIAL REAL ESTATE.| RENTAL PROPERTY; INV RELATED; COLUMBUS, OH; 33% OWNERSHIP; START DATE 08/28/2009; NO TIME DEVOTED| MILLER FINANCIAL, LLC; INV. RELATED; COLUMBUS,OH; 75.1% OWNERSHIP; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; ENTTITY FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-25 |
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