Shannon Kirk Obert

Current Employers

Employment History

• 01/2001 → Present
  Principal Securities Inc
  Coon Rapids, IA
• 06/1997 → Present
  Principal Life Insurance Company
  Coon Rapids, IA
• 07/2023 → Present
  Principal Advised Services
  Coon Rapids, IA

Other Businesses

**Willow Township Green County Iowa; Not Investment Related; Coon Rapids, IA; Willow Township Trustee; Oversight of maintenance of township cemetery and school. Plot, locate, measure and marking. $20/meeting 3-4 meetings per year; Start Date: 08/01/2019; 1 hrs per month; 0 during trading hours. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 102 START DATE: 09/01/2023 ADDRESS: 711 High St., Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/21/2021 ADDRESS: 711 High St., Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-07

Designations