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Christopher J Krueger

Charles Schwab & Co., Inc.

Peoria, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-02
CA RA APPROVED 2022-01-26
  • AZ RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Peoria AZ 01/2014 09/2018
Td Ameritrade, Inc. Sun City AZ 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. Peoria AZ 12/2022 Present
Charles Schwab Bank, Ssb Peoria AZ 11/2023 Present
  • 01/2014 → 09/2018
    Scottrade
    Peoria, AZ
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Sun City, AZ
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Peoria, AZ
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Peoria, AZ
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Sun City, AZ
    Peoria, AZ
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Peoria, AZ
    Omaha, NE
  • 2016-11-29 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2008-01-11 → 2014-01-06
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2008-01-11 → 2014-01-06
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2004-02-18 → 2008-01-02
    Signator Investors, Inc.
    Shawnee Mission, KS
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-15
S63 Uniform Securities Agent State Law Examination 2001-04-26
  • S65 Uniform Investment Adviser Law Examination
    2003-08-15
  • S63 Uniform Securities Agent State Law Examination
    2001-04-26
Designations
Other Names
  • Christopher John Krueger
  • Chris Krueger

View on SEC IAPD

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