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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-29 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Famula, Pga Professional | Hillsborough | NJ | 11/2011 | Present |
| Royal Alliance | West Orange | NJ | 09/2016 | 06/2020 |
| Ameriprise Financial Services, Llc | West Orange | NJ | 06/2020 | 07/2025 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 07/2025 | Present |
1. 07/14/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - basking ridge, NJ - Start Date 07/14/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/14/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - basking ridge, NJ - Start Date 07/14/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/14/2025 - famulagolfacademy.com - Other - NOT INV REL - Basking Ridge, NJ - Start Date 07/11/2025 - 25 HRS/MO | 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-14 |
| S66 | Uniform Combined State Law Examination | 2001-04-19 |
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