Best Investors Account Sign in

Chad William Turner

Principal Securities, Inc.

Cedar Falls, IA

Des Moines, IA

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2005-04-12
  • IA RA
    APPROVED
    Since 2005-04-12

Branch Locations

Cedar Falls, IA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Cedar Falls IA 02/1995 Present
Principal Securities Inc Cedar Falls IA 03/2016 Present
  • 02/1995 → Present
    Principal Life Insurance Co
    Cedar Falls, IA
  • 03/2016 → Present
    Principal Securities Inc
    Cedar Falls, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-24
S63 Uniform Securities Agent State Law Examination 2004-07-01
  • S65 Uniform Investment Adviser Law Examination
    2005-03-24
  • S63 Uniform Securities Agent State Law Examination
    2004-07-01

View on SEC IAPD

More in Cedar Falls, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor