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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Affinity Plus Federal Credit Union | St. Paul | MN | 06/2003 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 08/2008 | Present |
| Lpl Financial Llc | Roseville | MN | 05/2022 | Present |
1) 05-18-2022-PEIPER PROPERTIES, INC-NOT INVESTMENT RELATED-Home Based-Business Owner- START DATE: 1998-0 Hours Per Month/0 Hours During Trading-Time Spent Percent: 0% 2) 05-18-2022-Affinity Plus FCU- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 2003-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100%- 3) 05-18-2022-Affinity Plus Investment Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-21 |
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