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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-02-24 |
| TX | RA | APPROVED | 2025-01-13 |
| NJ | RA | APPROVED | 2019-03-06 |
Branch Locations
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfs Securities, Inc. | Lincroft | NJ | 01/2012 | 12/2016 |
| Raymond James Financial Services Inc. | Jackson | NJ | 07/2017 | 01/2018 |
| Rmc Consulting Services | Pt Pleasant | NJ | 08/2011 | Present |
| Fulton Bank | Lancaster | PA | 02/2017 | 12/2017 |
| Raymond James Financial Services Advisors Inc. | Jackson | NJ | 07/2017 | 01/2018 |
| Axa Advisors Llc | Woodbridge | NJ | 01/2018 | 01/2019 |
| Mass Mutual | Warren | NJ | 01/2019 | Present |
| Mml Investors Services | Warren | NJ | 02/2019 | Present |
1) NAME:RMC CONSULTING SERVICES LLC INV REL:Y ADDR:2126 BEACH BLVD POINT PLEASANT NJ 08742 NATURE:CPA/TAX PREPARATION POSITION:OWNER START:8/1/2012 NO HR/MO:6 NO HR/MO DUR TRADING:0. 2) NAME: RICHARD CURCIO INV REL: N ADD: 96 AMARYLLIS LN, TIGER GA 30576 NATURE: CONSULTING AND COACHING FOR CHIROPRACTORS AND BUSINESS OWNERS POSITION: OWNER START DATE: 05/01/2025 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CONSULTING WITH CHIROPRACTORS AN OTHER ENTREPRENEURS ON WAYS TO BUILD, IMPROVE AND DEVELOP THEIR PRACTICES AND/OR BUSINESSES. THIS INCLUDES EVALUATION AND COACHING ON BUSINESS PRACTICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-09 |
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