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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
AL RA APPROVED 2013-03-06
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • AL RA
    APPROVED
    Since 2013-03-06

Branch Locations

8310 Crossland Loop, Montgomery, AL 35117 • United States

2456 Dolly Ridge Trl, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nash Capital Advisors Birmingham AL 11/2004 Present
Proche Advisors, Inc. Birmingham AL 09/2007 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2012 Present
Other Businesses

1) PROCHE ADVISORS, INC. (NON-INVESTMENT RELATED), 2456 DOLLY RIDGE TRAIL, BIRMINGHAM, AL 35243; PRESIDENT & SOLE SHAREHOLDER; STARTED AS NASH CAPITAL ADVISORS IN 2004, CHANGED NAME TO PROCHE ADVISORS IN 2007; 30 HRS/WK, 20 HRS/WK DURING SECURITIES TRADING HRS. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 03/06/13 3) NRS Wealth Advisory Group, LLC d/b/a Sprague Stevenson, 8310 Crossland Loop, Montgomery AL 36117, United States, 10/01/2012, Owner, IA, INV REL, 160 HRS/MO, 140 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-19
S63 Uniform Securities Agent State Law Examination 2002-10-16
  • S65 Uniform Investment Adviser Law Examination
    2012-12-19
  • S63 Uniform Securities Agent State Law Examination
    2002-10-16
Other Names
  • H Stevenson Nash Iii
  • Horace Stevenson Nash

View on SEC IAPD

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