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Current Employers
Eaton Vance Management

One Post Office Square, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-08-14
  • MA RA
    APPROVED
    Since 2015-08-14

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 06/2014 Present
  • 06/2014 → Present
    Eaton Vance Distributors, Inc.
    Boston, MA
Other Businesses

08/27/2021 - SCOOTERS COFFEE, CO-OWNER, WIFE IS OWNER AND OPERATOR, INITIAL FOCUS WILL BE ON SITE SELECTION FOR THE REAL ESTATE. GOING FORWARD, WILL HANDLE THE FINANCES, WIFE WILL BE FOCUSING HER EFFORTS FULL TIME ON THE COFFEE DRIVE THROUGH ENTITY, NOT INVESTMENT RELATED, 5 HOURS PER WEEK, 0 HOURS DURING SECURITIES TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-06
S63 Uniform Securities Agent State Law Examination 2001-06-05
  • S65 Uniform Investment Adviser Law Examination
    2015-08-06
  • S63 Uniform Securities Agent State Law Examination
    2001-06-05
Other Names
  • J. Robb Allen
  • Robb Allen

View on SEC IAPD

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