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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Skokie | IL | 10/2000 | 01/2025 |
| Dan Castino | Skokie | IL | 01/2014 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2014 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 08/31/2015- 40 hours per month/ 32 hours during trading 2- 01/2025- Leaders Partners- Non-Variable Insurance- Investment Related - At Reported Business Location(s) - Start Date 08/31/2015- 2 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-23 |
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