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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-09-03 |
| OK | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED_RES | 2025-09-02 |
| MN | RA | APPROVED | 2025-08-11 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fhi Group, General Manager & Portfolio Manager, 2015-Present | Minneapolis | MN | 08/2015 | 12/2024 |
| Fossey Capital Management, L.L.C. | Edina | MN | 05/2022 | 05/2025 |
| Thrivent Financial | Appleton | WI | 06/2025 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-25 |
| S66 | Uniform Combined State Law Examination | 2007-10-02 |
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