Scott Andrew Wilcox

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-09-14
TX	RA	APPROVED_RES	2017-01-11
CA	RA	APPROVED	2001-04-10

TN RA
APPROVED

Since 2022-09-14
TX RA
APPROVED_RES

Since 2017-01-11
CA RA
APPROVED

Since 2001-04-10

Branch Locations

250 N Westlake Blvd Ste 200, Westlake Village, CA 91362 • United States

Clarksville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Oxnard	CA	01/2001	03/2020
Ameriprise Financial Services, Llc	Westlake Village	CA	03/2020	Present

01/2001 → 03/2020

Ameriprise Financial Services, Inc.

Oxnard, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Westlake Village, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-04-06

S66 Uniform Combined State Law Examination

2001-04-06

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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