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Kenneth Peter Steinmetz

Ameriprise Financial Services, LLC

Ft Lauderdale, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-19
TX RA APPROVED 2026-06-18
  • FL RA
    APPROVED
    Since 2026-06-19
  • TX RA
    APPROVED
    Since 2026-06-18

Branch Locations

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plantation FL 01/2008 02/2018
Bank Of America, N.A. Plantation FL 11/2009 02/2018
Janney Montgomery Scott, Llc Ft. Lauderdale FL 02/2018 06/2026
Ameriprise Financial Services, Llc Ft. Lauderdale FL 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-18
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S65 Uniform Investment Adviser Law Examination
    2001-04-18
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30
Other Names
  • Kenneth P Steinmetz
  • Kenneth Steinmetz

View on SEC IAPD

Other Firms

GQG PARTNERS
AMERIPRISE FINANCIAL SERVICES, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
SOUTHOCEAN CAPITAL PARTNERS, LLC
A1A INVESTMENT PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JULIA I SHERIDAN
ALLEN FREDERICK WEIDMAN
LAUREN M SALAS
DANIEL LEIGH LANDRAU
Paul Blake Giusti
Daniel Tila-Cohen
SAMUEL ALBERT ROTHBERG
Robin Kathleen Catanio

Other Offices

GQG PARTNERS · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
MORGAN STANLEY · Fort Lauderdale, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
CITIZENS SECURITIES, INC. · FORT LAUDERDALE, FL
SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL

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