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Dominic August Necciai

Prosper Wisely, LLC

Pittsburgh, PA

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Current Employers
Prosper Wisely, Llc

Pittsburgh, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-29
  • PA RA
    APPROVED
    Since 2021-10-29

Branch Locations

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Pittsburgh PA 07/2013 08/2021
Prosper Wisely, Llc Pittsburgh PA 09/2021 Present
  • 07/2013 → 08/2021
    Pnc
    Pittsburgh, PA
  • 09/2021 → Present
    Prosper Wisely, Llc
    Pittsburgh, PA
Previous Registrations
Other Businesses

Licensed insurance agent, state of Pennsylvania.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-24
S66 Uniform Combined State Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 2008-08-06
  • S65 Uniform Investment Adviser Law Examination
    2021-08-24
  • S66 Uniform Combined State Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    2008-08-06

View on SEC IAPD

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