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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-19
  • FL RA
    APPROVED
    Since 2021-02-19

Branch Locations

Boca Raton, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arkadios Capital Atlanta GA 11/2020 Present
Arkadios Wealth Advisors Atlanta GA 11/2020 Present
Sigma Financial Corporation Ann Arbor MI 06/2003 11/2020
  • 11/2020 → Present
    Arkadios Capital
    Atlanta, GA
  • 11/2020 → Present
    Atlanta, GA
  • 06/2003 → 11/2020
    Sigma Financial Corporation
    Ann Arbor, MI
Previous Registrations
  • 2015-01-05 → 2020-11-13
    Osaic Services, Inc.
    Sarasota, FL
    Phoenix, AZ
    Sarasota, FL
  • 2003-07-18 → 2015-12-07
    Sarasota, FL
    Ann Arbor, MI
Other Businesses

1. Hub Realty, Is Not Investment Related,"7695 Ashley Park Ct #503, Orlando, FL, 32835, Real Estate,Realtor,9/18/2024,0 hours per month,0 hours per month during trading hours, Commission Compensation. 2. JRC2 LLC DBA Tropical Detail, Non-Investment related, Residential address, Service provider to Auto Dealerships, Started 1/1/2019, 3 hours/month outside of securities trading hours, I oversee finances and invested in the company. The company provides detail services to Auto Dealerships. 3. 1031 Solutions, Non-Investment related, Residential address, Wealth Management, Started 12/12/2020, 160 hours/month, Wealth Management. Any securities are offered through Arkadios Capital. Member FINRA/SIPC. Advisory services offered through Arkadios Wealth. 1031 Solutions & Arkadios are not affiliated through any ownership.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-16
  • S66 Uniform Combined State Law Examination
    2003-07-16

View on SEC IAPD

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