Christopher Patrick Battle

Current Employers

Employment History

• 05/2002 → 02/2018
  Sii Investments, Inc.
  Green Bay, WI
• 02/2018 → 11/2021
  Lpl Financial Llc
  Green Bay, WI
• 11/2021 → Present
  Kestra Investment Services Llc
  Green Bay, WI
• 11/2021 → Present
  Kestra Advisory Services Llc
  Green Bay, WI

Previous Registrations

• 2018-02-14 → 2021-12-20
  Lpl Financial Llc
  Green Bay, WI
• 2012-05-01 → 2018-02-15
  Sii Investments, Inc.
  New Smyrna Beach, FL
  Parkersberg, WV
  Clearwater, FL
  Green Bay, WI
  Appleton, WI
  Green Bay, WI
  Appleton, WI
• 2002-04-05 → 2012-05-15
  Msi Financial Services, Inc.
  De Pere, WI

Other Businesses

KESTRA ADVISORY SERVICES, LLC POS: IAR NATURE: Inves advisory srvcs thru Kestra Advisory Srvcs,LLC INVES REL:Y #OF HRS:160 SECURITIES TRADING HRS:120 START DATE:11/29/21 ADRS:5705 Southwest Pkwy, Bldg2, Ste 400, Austin TX 78735, US DESC: Inves Advisory Srvcs in conj w/our duties as a reg rep. NEW WALL STREET TAX SRVCS POS: Partner NATURE: Tax/Accounting/CPA INVES REL: No #OF HRS:4 SECURITIES TRADING HRS:0 START DATE:11/29/21 ADRS:2050 Riverside Dr., Ste303, Green Bay,WI 54301, US DESC: Tax Preparer NEW WALL STREET, LLC POS: Co Owner NATURE: Insurance INVES REL: Y #OF HRS:160 SECURITIES TRADING HRS:125 START DATE:11/29/21 ADRS:2050 Riverside Dr.,Ste303, Green Bay WI 54301,US DESC:I am a 49.5% owner &financial advisor of New Wall St, LLC. We are fee-based financial advisors that invest &manage assets for clients w/the help of an Independent Brokerage Firm (Kestra Investment Srvcs). We also manage implement &manage retir plans for sm &med size companies. finally, we provide life, disability,&long term care sol for our clients. ALLOUEZ BUSINESS CENTER POS:Owner NATURE: Real Estate INVES REL: Y #OF HRS:8 SECURITIES TRADING HRS:0 START DATE:11/29/21 ADRS:2050 Riverside Dr., Suite 303, Green Bay WI 54301,US DESC:make sure the busi engages in finding lessee's to rent our various stes. also engage in marketing this location to the public. 858 HANSEN RD.LLC POS:Owner NATURE: Real Estate INVES REL:Y #OF HRS:4 SECURITIES TRADING HRS:0START DATE:11/29/21 ADRS:858 Hansen Rd., Green Bay WI 54304,US DESC:Ensure property is kept leased, &prop mngmnt NEW WALL STREET PROPERTIES POS:Owner NATURE: Real Estate INVES REL:Y #OF HRS:20 SECURITIES TRADING HRS:0 START DATE: 11/29/21 ADRS:2050 Riverside Dr., Ste303, Green Bay WI 54301,US DESC:My job is to ensure the bldgs are marketed &filled w/lessee's in ea prop. I'm also part of decision making when it comes to improvements &upkeep of properties.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-27