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Omar Farouk Rasheed

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newtown, PA

Yardley, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-04
PA RA APPROVED 2010-06-25
  • TX RA
    APPROVED_RES
    Since 2012-02-04
  • PA RA
    APPROVED
    Since 2010-06-25

Branch Locations

Newtown, PA • United States

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Inc Yardley PA 12/2002 Present
Bank Of America, N.A. Yardley PA 09/2009 Present
  • 12/2002 → Present
    Merrill Lynch Pierce Fenner & Smith Inc
    Yardley, PA
  • 09/2009 → Present
    Bank Of America, N.A.
    Yardley, PA
Previous Registrations
  • 2002-06-10 → 2002-12-10
    Morgan Stanley Dw Inc.
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-25
  • S66 Uniform Combined State Law Examination
    2001-04-25
Other Names
  • Omar Farovk Rasheed

View on SEC IAPD

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