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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CA | RA | APPROVED | 2013-11-12 |
Branch Locations
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
2260 Otis Dr, Alameda, CA 94501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Berkeley | CA | 01/2013 | Present |
| Wells Fargo Advisors Llc | Berkeley | CA | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Berkeley | CA | 11/2016 | Present |
RENTAL PROPERTY, INVESTMENT RELATED, SAN FRANCISCO, CA. OWNER, START: 1/8/2009, 0 HOURS/MONTH, 0 DURING TRADING, LANDLORD. RENTAL PROPERTY; INV. RELATED; SAN FRANCISCO, CA; OWNER; START DATE 5/1/2015; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-16 |
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