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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

400 First St. S. Suite 300, St. Cloud, MN 56301 • United States

Fate, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Dallas TX 08/2015 01/2017
Capital One Investing, Llc Plano TX 02/2017 03/2018
Jp Morgan Securities, Llc Plano TX 03/2018 03/2023
Capital One Advisors, Llc Plano TX 02/2017 03/2018
Elite Financial Management Dallas TX 08/2015 01/2017
Meka Galloway Photography Fate TX 05/2017 Present
Cetera Advisor Networks Llc El Segundo CA 03/2023 05/2025
Cetera Advisors Llc Greenwood Village CO 03/2023 05/2025
Cetera Investment Services Llc St Cloud MN 03/2023 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2023 05/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2015 → 01/2017
    Lpl Financial
    Dallas, TX
  • 02/2017 → 03/2018
    Capital One Investing, Llc
    Plano, TX
  • 03/2018 → 03/2023
    Plano, TX
  • 02/2017 → 03/2018
    Capital One Advisors, Llc
    Plano, TX
  • 08/2015 → 01/2017
    Elite Financial Management
    Dallas, TX
  • 05/2017 → Present
    Meka Galloway Photography
    Fate, TX
  • 03/2023 → 05/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2023 → 05/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2023 → 05/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-05-10 → 2023-06-29
    Cetera Wealth Services, Llc
    El Segundo, CA
    Fate, TX
  • 2018-04-01 → 2021-12-31
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Columbus, OH
    Columbus, OH
  • 2017-04-04 → 2018-03-09
    Capital One Advisors, Llc
    Plano, TX
    Mclean, VA
  • 2015-08-05 → 2017-01-27
    Dallas, TX
  • 2014-12-10 → 2015-07-27
    Usaa Financial Planning Services
    Addison, TX
Other Businesses

Entity Name: Meka Galloway Photography Investment related: No Address: Fate Tx Nature of the other business: Photography Position/Title/Relationship: Photographer Start Date: 01-May-2017 Approximate # of hours a month: 10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Portrait, Landscape and Event Photography.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-06
S63 Uniform Securities Agent State Law Examination 2006-02-17
  • S66 Uniform Combined State Law Examination
    2014-12-06
  • S63 Uniform Securities Agent State Law Examination
    2006-02-17
Other Names
  • Meka Sheree Money
  • Meka Sheree Galloway
  • Shermicker Sheree Money

View on SEC IAPD

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