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Current Employers
Chancellor Financial Group Wb Lp

60 Public Square Suite 600, Wilkes-Barre, PA 18701 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-11-12
  • PA RA
    APPROVED
    Since 2019-11-12

Branch Locations

60 Public Square Suite 600, Wilkes-Barre, PA 18701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcm Securities, Inc Woodstock GA 08/2014 06/2019
Triumph Wealth Advisors Woodstock GA 08/2014 08/2019
World Equity Group, Inc. Arlington Heights IL 06/2019 08/2019
Chancellor Financial Group Wb Lp Wilkes-Barre PA 08/2019 Present
  • 08/2014 → 06/2019
    Tcm Securities, Inc
    Woodstock, GA
  • 08/2014 → 08/2019
    Triumph Wealth Advisors
    Woodstock, GA
  • 06/2019 → 08/2019
    World Equity Group, Inc.
    Arlington Heights, IL
  • 08/2019 → Present
    Wilkes-Barre, PA
Previous Registrations
Other Businesses

1) JEAN BAUN INSURANCE. NVESTMENT RELATED & Notary Services. 126 ANN ST. WEST PITTSTON, PA 18643 INSURANCE AGENCY. POSITION IS INSURANCE AGENT. STARTED 12/15/06. 40 HRS/MONTH, 0 DURING TRADING HRS. SELLING FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-09
S66 Uniform Combined State Law Examination 2001-07-13
  • S65 Uniform Investment Adviser Law Examination
    2007-07-09
  • S66 Uniform Combined State Law Examination
    2001-07-13
Other Names
  • Jean Marie Saurina

View on SEC IAPD

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