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One Boston Place 29Th Floor, Boston, MA 02108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-07-01 |
Branch Locations
One Boston Place 29Th Floor, Boston, MA 02108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wainwright Investment Counsel, Llc | Boston | MA | 12/2003 | Present |
| Wfs, Llc | Boston | MA | 12/2003 | Present |
MR. SIRACUSE IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF HEAD TRADER & VICE PRESIDENT. MR. SIRACUSE IS THE PRIVATE PLACEMENT PRINCIPAL AND MUNICIPAL SECURITIES PRINCIPAL OF WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-24 |
| S66 | Uniform Combined State Law Examination | 2004-02-09 |
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