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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-03-28 |
Branch Locations
4211 Waialae Ave. Ste 7070, Honolulu, HI 96814 • United States
505 Ward Ave, Honolulu, HI 96814 • United States
1538 Kappiolani Blvd. Suite 3, Honolulu, HI 96814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Honolulu | HI | 09/2015 | 06/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 06/2017 | 03/2019 |
| Central Pacific Bank | Honolulu | HI | 03/2019 | Present |
| Lpl Financial Llc | Honlulu | HI | 03/2019 | Present |
1) 3/21/19- CENTRAL PACIFIC INVESTMENT SERVICES- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s) -100% 2) 8/4/2021 - Central Pacific Bank - DBA: CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-28 |
| S66 | Uniform Combined State Law Examination | 2003-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-14 |
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