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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Des Moines | IA | 07/2000 | 05/2018 |
| Modern Woodmen Of America | Rock Island | IL | 05/2018 | 06/2018 |
| Mwa Financial Services Inc | Rock Island | IL | 05/2018 | 06/2018 |
| Principal Life Insurance Company | Bettendorf | IA | 06/2018 | Present |
| Principal Securities Inc | Bettendorf | IA | 06/2018 | Present |
**PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 6701 Westown Pkwy, Suite 160, West Des Moines IA 50266, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **BETTENDORF WRESTLING CLUB POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2022 ADDRESS: PO Box 309, Bettendorf IA 52722, United States DESCRIPTION: Board member for local youth wrestling club supporting Bettendorf community athletics. **PV X-PLOSION SOFTBALL/BASEBALL POSITION: General Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 2991 Katie Ln, Bettendorf IA 52722, United States DESCRIPTION: General Board member. Work with the softball & baseball teams regarding tryouts, practice facilities, representatives from each associated team. This is working with the local community softball /baseball organization to keep kids involved in softball and baseball.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-09 |
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