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23350 N Pima Road, Scottsdale, AZ 85255-7153 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2017-06-21 |
Branch Locations
107 12Th St West, Red Lodge, MT 59068 • United States
23350 N Pima Road, Scottsdale, AZ 85255-7153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial | Dallas | TX | 11/2006 | 06/2017 |
| M.S. Howells & Co. | Scottsdale | AZ | 06/2017 | Present |
| Msh Capital Advisors Llc | Scottsdale | AZ | 06/2017 | Present |
| Buchanan Capital Inc. | Billings | MT | 06/2017 | 06/2023 |
| Buchanan Capital Inc | Red Lodge | MT | 06/2023 | Present |
1.) 2017; MSH CAPITAL ADVISORS LLC, SCOTTSDALE, AZ: INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 40 HRS/MO DURING MARKET HOURS. 2.) M.S. Howells & Co.; Investment related- Yes; Nature- Brokerage; Position/Title- Financial Advisor; Start date- 6.1.2017; Approximately 10-15 hours per month, 10-15 during trading hours; Description- Providing Fixed income securities to municipalities around the state of MT 3.) FEB.2021; STATE OF MONTANA-BOARD OF REGENTS, HELENA, MT; NON INVESTMENT RELATED; BOARD MEMBER; GOVERNING HIGHER EDUCATION FOR STATE OF MONTANA; DEVOTE 10-15 HRS/MONTH DURING NON MARKET HOURS. 4.) MAY 2021; TABACAS LLC, BILLINGS MT; NON-INVESTMENT RELATED; REAL ESTATE; 50% OWNER AND DIRECTOR WITH SPOUSE; WORK WITH CONSTRUCTION TIMELINE, FUTURE TENANTS, AND ACT AS ONE OF THE PRINCIPALS; DEVOTE 2-3 HRS/MONTH DURING MARKET HOURS. 5.) Beartooth Billings Clinic; Investment-Related- No; Billings, MT; Nature- Governing Board Director; Postion- Board Memeber; Start date 4.1.25; Approximatelly 6 hours per month, 0 during trading hours; Description- Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-12 |
| S66 | Uniform Combined State Law Examination | 2001-04-06 |
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